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Compliance Manager/Investment Banking & Securities

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Compliance Manager/Investment Banking & Securities
Our client is a global investment banking group, providing financial services of a diversified range including investment banking, capital markets, fixed income and securities. There is now a new opportunity for a Compliance Manager to join their team.

Job Duties:
-Advise on relevant laws, regulations and directives
-Maintain the Compliance Manual of the Company
-Co-ordinate and provide input on policies and procedures of various departments in the Company
-Conduct training on laws, regulations and directives and company’s internal policies regularly
-Conduct surveillance for suspicious activities
-Responsible for Compliance reviews

Requirements:
-A good degree in Law, Finance, Banking or Accountancy for a recognized university or equivalent professional experience. At least 6 years compliance experience in banking/securities/other financial industry
-Preferable with audit (internal or external) background
-Must be self driven and proactive
-Independent and capable of multi tasking
-High commitment is crucial

Intererested candidates, please quote L-COM-70 and kindly send your detailed resume to sherina@recruit-legal.com
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